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Stifel ordered to pay one of the largest-ever Finra arbitration fines for allegedly misleading investors

A Finra panel said Stifel was “required to have heightened supervision” of a broker.

Mar 13, 2025 - 15:36
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Stifel ordered to pay one of the largest-ever Finra arbitration fines for allegedly misleading investors
A Finra panel said Stifel was “required to have heightened supervision” of a broker.
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